Legal Research & Compliance

Policy Compliance Mapping

Map internal policies against regulatory requirements to identify coverage gaps, conflicting provisions, and remediation priorities. Reduces mapping effort by 70-85%.

Time Saved

70-85% reduction in mapping effort

Accuracy

Systematic requirement-by-requirement analysis

The Problem

✗Multiple policies covering similar topics
✗Regulatory requirements spread across documents
✗Gaps between policies and requirements
✗Outdated policies not reflecting current rules
✗Difficulty demonstrating compliance

How Claude Helps

Analyzes internal policies, maps policy provisions to regulatory requirements, identifies coverage gaps, flags conflicting provisions, and recommends policy updates.

Step-by-Step Workflow

Compile relevant policies

All internal policies to assess

Identify applicable requirements

Regulatory framework

Run mapping analysis

Policy vs. requirement comparison

Review coverage gaps

Where policies fall short

Prioritize policy updates

By risk and impact

Implement remediation

Draft or update policies

Example Prompt

Map our information security policies against SOC2 Type II requirements:

POLICIES PROVIDED:
1. Information Security Policy
2. Access Control Policy
3. Data Classification Policy
4. Incident Response Policy
5. Vendor Management Policy

SOC2 TRUST SERVICES CRITERIA:
- CC6: Logical and Physical Access Controls
- CC7: System Operations
- CC8: Change Management
- CC9: Risk Mitigation

FOR EACH SOC2 REQUIREMENT:
1. Cite specific requirement
2. Identify addressing policy and section
3. Assess coverage (Full/Partial/Gap)
4. If gap: Describe what's missing
5. If partial: Describe enhancement needed

OUTPUT:
- Requirement-by-requirement mapping table
- Gap summary
- Remediation recommendations by priority
- Sample policy language for critical gaps